We are all Charlie
Amen Teferi
1-16-15
Part Two
Dispossession: A Key
Predisposing Condition
By dispossession scholars
refer to perceptions on the part of a group that it is systematically excluded,
discriminated against, or disadvantaged with respect to some meaningful aspect
of social, economic, and political life to which it feels entitled. There is no
society in the world that does not have many groups that feel illegitimately
dispossessed. Despite its widespread if not universal existence, this
phenomenon of dispossession must be invoked as a necessary condition for
dissatisfaction and collective mobilization. As a general principle, those
contented with their lot do not protest, unless they feel imperiled—in which
case they fear dispossession. We have a number of historical illustrations to
support this claim. Here I will present three empirical examples that would illustrate
absolute dispossession, as well as its relative deprivation aspect:
• Most of the
“nation-building” efforts on the part of the Western nations have involved a
systematic effort to homogenize the language and political cultures of their
peoples through educating their children in schools, using the media to create
national symbols, myths, and memories, and other means. More recently, the
sustained efforts of the last Shah in the mid-twentieth century to develop Iran
into a Western-style country simultaneously aimed to suppress clerical influences,
ethnic differences, and nomadic uprisings.
We should also remind
ourselves that much of contemporary Muslim fundamentalism rose to salience in
the wake of disillusionment with other secular nation-building efforts (many
including religious repression) in a number of other Arab countries. This
process of cultural homogenization, at the very least, offended the
sensibilities of particular groups, and in many cases occasioned political
persecution of them. These efforts to homogenize have never been completely
successful.
Turbulence and violence
occur especially in the early stages of state formation. Europe today bears
dozens of historical residues of its relative incompleteness in the presence of
regional communities: the Bretons, the Basques, the Tyroleans, the Welsh, and
the Scots, to say nothing of the religious-ethnic-linguistic sub-national
groups in Central and Southeastern Europe. Typically, these people feel
dominated and dispossessed in various ways, and this constitutes a basis for
latent and sometimes openly expressed antagonism toward the parent state and
other groups.
• Slavery could be said to
be a source of absolute deprivation for black Americans in almost every
respect. In the decades that followed emancipation, many black leaders hailed its
end and foresaw full incorporation of the race as American citizens. After
decades of disappointment, however, occasioned by there imposition of harsh Jim
Crow arrangements in the South and continuing discrimination elsewhere, a deep
disillusionment set in. This disillusionment was “relative” because it was
experienced in the context of earlier high hopes. For a variety of reasons, it
did not generate revolutionary protest, but it did occasion remarkable efforts
to revitalize black American culture, the most notable of which was the Harlem
Renaissance. Some of this effort even incorporated the experience of slavery
into a new positive identity.
• The civil rights movement
of the 1950s and early 1960s, under the leadership of Martin Luther King, Jr.,
was by all realistic standards a resounding success, leading to the formal
desegregation of eating establishments, public transportation, and other
facilities and stimulating the government to introduce many reforms. It was
also a movement that raised expectations not only among black citizens but also
among other groups as well (youth, women, and other ethnic groups).
Yet the imperfect
realization of these successes in practice and the persistence of other
deprivations (primarily economic) led to a renewed dissatisfaction and a radicalization
of at least a minority of black activists. In this case, the movement spawned a
sub movement of violence that has been treated as terrorism in the literature,
especially as manifested in the activities of the Black Panthers.
These examples provide an
idea of the processes and mechanisms by which relative deprivation and
dissatisfaction are generated and which in many cases have spawned domestic
social movements, a few of which have resorted to violence or terrorism.
Illustrations from the
international scene
It is also instructive to
identify some long-term international processes that have heightened the disjunction
between the nation-state (and nationalism) and ethnic-regional-religious
particularism around the world, and, as a corollary, a predisposition to the
emergence and multiplication of dispossessed groups. The following are
relevant:
• The colonial era, in which
the world’s major colonial powers— Spain, Portugal, the Netherlands, Great
Britain, France, and Germany—divided up the colonized world into territories in
ways that took little or no account of the tribal, religious, and other
characteristics of those territories except sometimes to exploit them for
political purposes. For instance, Clutterbuck chided the British for having “no
rivals in history” in “creating intractable communal problems.” He further
commented:
“They attempted to form a
unified sub-continent in India, in- stead of allowing it to take its course in
shaking out into a Balkanized patchwork of independent states. . . . It was
under British rule that Chinese and Indian labor migrated into Malaya, with the
result that, when they inherited independence, the Malays made up only
forty-nine per cent of the population of that country. It was largely under
British administration that Greeks poured into Cyprus and outnumbered the
indigenous Turks. The massive Jewish migration into Palestine, which passed the
point of no return in the 1930s, took place under the British mandate. And, of
course, it was the migration of English and Scottish Protestants into a
Catholic Ireland which created a problem which no government has been able to
solve since Queen Elizabeth I sent in the English Army.”
The diagnosis is correct,
but it should be added that the British did not have a monopoly among the
colonial powers in generating the political bases for antagonistic communalist
sentiments. The postcolonial heritage, in which many of the newly independent
colonies adopted the model of the nation-state—the mode of political
organization represented by their former colonizers and the political mode
preferred by the diplomatic communities and the United Nations for membership
in the world system of nations. The result was one dominant ideal (in theory
but not practice): the belief in the coherence of nation-states and the desire
to maintain their territorial integrity. From these norms grew the grievances
of territorial separatists and national independence movements.
• The formal adoption of the
traditional characteristics of nation-states by the new states (political
self-sufficiency, insistence on monopoly of violence, the focus on a national
identity, and recognition as a nation by other nations) but their actual lack
of effectiveness in many cases in developing the nation-state form, which was realized
in the West only after a long and irregular historical process.
In some cases, the result
was “failed states.” In the 1980s and 1990s, “[deadly] rounds of ethno-political
conflict are likely to occur or reoccur in new, impoverished states with ineffective
governments and sharp communal polarities.” In other cases, “the insistence on
the right to conduct internal affairs without outside interference gave
unscrupulous dictators like Macias and Amin freedom to commit atrocities
against their subjects in the name of ‘nation-building.’” In fact, much of the
“ethnic cleansing” of modern times has been perpetuated by political leaders
from one particularistic group securing state power and attempting to crush
violently or eradicate other groups.
• The dramatic “third wave”
of democratization (Huntington, 1991), which began in 1974 and affected dozens
of nations throughout the world. This development, combined with the spread of
education, generated a great deal of relative deprivation, that is, heightened
expectations for recognition, rights, and interests on the part of political
groups—expectations that the idea of democracy typically fosters—as well as a
more widespread sense of injustice.
The evolution and growing
acceptance of democratic philosophies has also fostered the view that
discriminatory social structures and political systems are neither immutable
nor legitimate. The view of authority as a prescribed right is no longer
accepted. It was replaced with the attitude that authority has to be earned,
constantly justified, and, by the same token, challenged. The general shift was
toward the dismantling of authoritarian regimes and the development of
democratic institutions, but the results of this movement have been mixed in
terms of the actual realization of stable democracies.
The transition to democracy
implies a formal commitment to deal with contending opposition voices(including
particularistic groups),thus giving them—legitimately—more political salience,
but the transition did not guarantee effectiveness in dealing with conflicts
among such groups or between them and the state.
• The even more dramatic
dismantling of the communist and socialist countries in 1989–90, which not only
permitted the emergence of multiple ethnic, religious, and local forces that
had been held under by repression for decades but also resulted in the formation
of a number of new states. Moreover, almost none of these states “solved”
issues of internal diversity, because in almost all cases residual minorities
remained (for example, the Russian population in Latvia).
Economic Deprivation
One factor that reappears in
discussions of the causes of terrorism is the economic one. In its simplest
form it is asserted that conditions of “[lack of] food, poverty, and hunger” and
the accompanying “misery” breed desperation and extreme responses. The
operative causal model relates real economic deprivation (the independent
variable) to frustration and aggression (dependent variable). It is a model
that has appeal among the political left, which traditionally favors
explanations of protest based on economic suffering and class oppression.
Explanations that are more conservative focus more on moral or psychological
factors, which more or less explicitly place responsibility on individuals and
minimize impulses to ameliorate the putative conditions of misery.
Economic factors evidently
have to be taken seriously in considering the conditions inducing terrorism,
but the simple model outlined is inadequate, for two reasons. First, participation
in terrorist movements reveals a diversity of economic backgrounds. In some
salient terrorist movements, notably the left-inspired Weather Underground in
the United States and the Red Army Faction in West Germany in the 1960s and
1970s, the composition of these fringe political movements was primarily
middle-class, relatively comfortable young people protesting on behalf of the
poor and oppressed, but not from these classes.
In others, those recruited
to terrorist tactics do come from conditions of extreme poverty—for example,
economically displaced, unemployed, and disposed Palestinian Arabs—but often
these participants are foot soldiers. Their leaders come from more comfortable
economic back- grounds that have often included direct contact, through
education and participation, with Western societies. Some scholars have reported
the different economic backgrounds for the Ku Klux Klan (mostly working class,
with a handful of small business owners, self-employed and white-collar
workers), the Weatherman (privileged backgrounds), and black militants (working
class, some lumpen proletariat), concluding that “no single [occupational]
factor can explain their resort to terrorism.”
Second, the history of
economic deprivation and poverty in the world reveals that these conditions
have existed forever and everywhere, and if militant protest is thought to be a
product of this, it “begs the question why . . . militancy is not pandemic
throughout the Third World.” In most cases, the poverty-stricken do not protest
but bear their suffering passively and silently. This overwhelming fact
suggests that, when poverty plays a role, it is as a result of its being
elevated to political consciousness in combination with a number of other
conditions. Absolute economic deprivation in itself is a poor predictor.
What are some of these other
conditions? One is structural economic dislocation, which may not directly
induce poverty but may increase the vulnerability of the affected groups to
market forces. We can refer to traditional peasant subsistence farmers who are
drawn into producing food for the market, laborers in traditional economies who
are drawn into wage labor, technologically displaced craftsmen, workers in the
former socialist countries who enjoyed a relative degree of economic security
but who find themselves at the mercy of uncertain markets under the new,
quasi-capitalist conditions, and even new middle-class occupational groups
whose position in the economic and status order is ambiguous.
This variable of structural
dislocation is an economic one, to be sure, but it is not a process that
necessarily produces poverty. In fact, it may accompany a general improvement
in economic conditions. Its primary effect is to produce economic uncertainty
and the sense of being at the mercy of economic forces that are beyond one’s
control; this is not economic deprivation as such, although it often carries a
threat of economic dispossession.
Structural dislocation is
often closely related to relative economic deprivation. This term implies that
economic conditions come to be experienced as satisfying or frustrating not
according to absolute levels of poverty or welfare but in relation to
perceptions of other groups’ for- tunes or in relation to cultural expectations.
A particularly telling example
of this phenomenon emerged in Peru in the 1960s and 1970s, which witnessed
efforts and government economic reforms (increased expectations), the failure
of these reforms to relieve the economic suffering of the peasants (dashing of
expectations), and, in the 1970s especially, a radicalization of the government
itself, and permission if not encouragement of radical protest (a sense of
opportunity).
Such were the conditions
that made the scene ripe for the appearance of the noted Peruvian terrorist
movement, the Shining Path. If we apply the logic of relative deprivation
broadly, it is possible to claim that almost every group can experience
deprivation because there are inevitably other groups in relation to which it
can feel disadvantaged. In practice, however, relative deprivation is more
likely to be felt in relation to groups that are historical or new competitors
(for example, women versus men in the labor force, or recent Central American
Hispanic immigrants versus Cuban immigrants in Florida).
International economic
penetration of all kinds, but the recent spread of global capitalism over the
world is particularly likely to generate multiple kinds of relative economic
deprivation. First, in less developed countries it creates new classes of
low-paid wage labor whose economic position may be low in absolute terms but
high in relation to traditionally very poor groups in those countries. The
seeking of low-cost labor abroad clearly generates feelings of apprehension among
higher-paid workers in wealthier countries, who feel themselves threatened with
displacement. Often, too, the economic returns of international penetration are
differentially distributed in the host countries (the history of oil production
in the Middle East is the readiest example), occasioning reality-based
perceptions of a worsening distribution of wealth. International economic fluctuations
and crises also involve rapid changes in economic fortunes; the radical
increases in energy costs in the 1970s affected most Third World countries’ economies
strongly and negatively.
Cultural Disruptions
For decades, cultural
anthropologists have documented the consequences of cultural domination, a
regular accompaniment of colonialism. It took the form of different efforts to
“civilize” the dominated peoples, whether as a matter of direct colonial
policies (as in the case of French cultural colonialism) or more indirectly,
through the efforts of missionaries. Such efforts were self-consciously
directed toward acculturation. Their typical effects were to create conditions
of cultural confusion and a double ambivalence in the dominated population:
simultaneous attraction and repulsion to the cultural values of the oppressors
and a similar attraction and repulsion to the traditional way of life. The
international migration of groups into host societies creates similar effects,
often described as “culture shock,” by setting up the four-way struggle among
attraction to and rejection of the host society and attraction to and rejection
of the society of origin. Thus, the possibilities of dissatisfaction under
conditions of cultural domination and immigration are multiple. The era of
classical colonialism has passed, but the process of the international
diffusion of competing cultural worldviews, values, and expectations has not.
In fact, under conditions described under the heading of cultural globalization,
the process has become magnified. The cultural diffusion of globalization
supplies above all new cultural standards that give realistic situations their
depriving bite. We may identify three principal forms of cultural diffusion.
Economic culture:
Materialism
The presence of wealthy
foreigners and wealthy natives who have profited from the economic presence of
those foreigners introduces two new groups who constitute an immediate source
of envy. In addition, the growing presence of mainly American films and
television conveys images of economic plenty into households and public places
of less advantaged nations. This spread of material values, labeled variously
according to the process involved (“globalization”), the nation that most
personifies the material values (“Americanization”), or vivid commercial
symbols (“McDonaldization”), constitutes an extremely powerful source of both
relative deprivation and cultural conflict. The potency is illustrated by a
story spread in the 1980s.
This had to do with an
end-of-the-world scenario in the Hollywood film The Day After, which portrayed
life in Topeka, Kansas, after the explosion of a nuclear weapon. The film drew
great interest in other countries, including the Soviet Union, where it was
shown. The story was that the only portions of the film that were censored by
Soviet authorities were the scenes of supermarket shelves teeming with food and
other material goods, as though the sight of these was more threatening than
the post-nuclear horror.
The avid materialism in
long-deprived Eastern European countries before and immediately after the end
of the communist-socialist era reveals the same potency of material values. The
impact of materialist values in deprived countries is thus the focus of deep
ambivalence, of simultaneous envy and desire, on the one hand, and disgust and
rejection of the presumed corrupting force of material desires on the other. In
this regard, attitudes in these countries echo the deep Western ambivalence
over the power of materialism to corrupt, proclaimed mainly by religious
leaders and political protesters.
Secularization
Colonial powers and
missionaries wished to Christianize native populations and did so to some
degree. In more recent times, the religious impact of Western penetration has
included continued missionary efforts (mainly by Roman Catholic, Mormon, and
fundamentalist Protestant churches), but these efforts have been over- whelmed
by the forces of secularization that have eclipsed traditional religions in the
West. This influence has been of greatest consequence in the Muslim world,
where fundamentalists and others decry the threats to Islam and regard
secularized leaders of their countries with almost as much venom as they do the
foreign nonbelievers who have brought secularism to their lands.
Democracy and human rights
The third wave of
democratization in the last third of the twentieth century, the effect of which
has been to bring new standards and higher expectations of political
participation to countries long deprived of it. This democratic pressure is
complemented by the contemporary worldwide concern with human rights, long a
feature of Western political culture, made salient by the United Nations
declaration of 1945 and pressed strongly if intermittently and somewhat inconsistently
by the United States. The international human rights movement, widely regarded
as admirable in its aims, is also, in effect, an extension of the missionary
impulse in the sense that it is an effort to import if not impose putatively
universal but mainly Western-invented values in parts of the world where these
values are often not appreciated.
In any event, they
constitute a major source of cultural domination, cultural clash, and the
resulting cultural confusion experienced in the contemporary world. The
scholarly and ideological literature regarding the international spread of
Western-associated values such as materialism, democracy, secularization, and
human rights has polarized around two extreme positions. The first, voiced both
by radical critics and by avid proponents such as neoliberal capitalists, is
that the spread of these values is leading, inevitably if irregularly, toward a
cultural homogenization of the world (usually via an American-dominated version
of global capitalism and cultural hegemony).
The essence of this position
has been voiced by Fukuyama: “modernity, as represented by the United States
and other developed democracies, will remain the dominant force in world
politics, and the institutions embodying the West’s underlying principles of
freedom and equality will continue to spread around the world.” The second, voiced
by traditionalists, localists, and anti-globalists, stresses opposition to
globalization and the reassertion of local social and cultural diversities. The
foci of resistance are regional and include groups that are ethnic, racial,
indigenous, ethno-nationalist, religious, linguistic, and cultural.
The dichotomization of the
debate is unfortunate, because it obscures the evident truth that although the
homogenizing forces are both powerful and universal, their effects are always
muted by the modifying and resisting influences on the part of peoples in the
settings in which they are received. Above all, however, the result of these
mixed effects is almost universally to create a double ambivalence to- ward
both Western and indigenous cultural values and beliefs, as well as confusions
and instabilities of identity. Such are the main sources and mechanisms of
deprivation, dislocation, and dispossession in the contemporary world. They
more or less ensure that high levels of dissatisfaction and ambivalence are the
order of the day in this world—and the menu of the future as well. We now turn to
some of the processes by which these reservoirs of dissatisfaction come to be
expressed in protest movements and their derivatives.